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gh-christianlouis-docuelevate/tests/test_file_upload.py
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copilot-swe-agent[bot] 204000aabc fix: merge main branch and renumber migration 027→037
Resolve 3 merge conflicts and renumber the automation_hooks migration
to follow main's migration chain (036_add_document_translation_fields).

Conflicts resolved:
- app/api/__init__.py: add automation_router alongside main's new routers
- app/utils/settings_service.py: add automation_hooks_enabled alongside compliance_enabled
- tests/conftest.py: add AutomationHook alongside AuditLog/ComplianceTemplate imports

Migration renumbered:
- 027_add_automation_hooks → 037_add_automation_hooks
- down_revision: 026_add_scheduled_jobs → 036_add_document_translation_fields

Co-authored-by: christianlouis <361235+christianlouis@users.noreply.github.com>
2026-03-16 22:40:15 +00:00

598 lines
24 KiB
Python

"""
Tests for file upload functionality via the ui-upload endpoint.
Tests cover:
- Valid file uploads (PDF, images, office documents, text files)
- Invalid file types
- File size validation
- Malformed files
- Security issues (path traversal)
- Error handling
"""
import io
from unittest.mock import MagicMock, patch
import pytest
from fastapi.testclient import TestClient
# Fixture to mock all celery tasks at module level
@pytest.fixture(autouse=True)
def mock_celery_tasks():
"""Mock all Celery tasks to prevent execution."""
# Patch the entire task object where it's used (in app.api.files)
with (
patch("app.api.files.process_document") as mock_process_task,
patch("app.api.files.convert_to_pdf") as mock_convert_task,
):
# Setup default return values for .delay()
mock_task = MagicMock()
mock_task.id = "test-task-id-123"
mock_process_task.delay.return_value = mock_task
mock_convert_task.delay.return_value = mock_task
yield {
"process_document": mock_process_task.delay,
"convert_to_pdf": mock_convert_task.delay,
}
@pytest.mark.integration
class TestValidFileUploads:
"""Tests for successful file uploads with various valid file types."""
def test_upload_valid_pdf(self, client: TestClient, sample_pdf_path: str, mock_celery_tasks):
"""Test uploading a valid PDF file."""
with open(sample_pdf_path, "rb") as f:
response = client.post("/api/ui-upload", files={"file": ("document.pdf", f, "application/pdf")})
assert response.status_code == 200
data = response.json()
# Verify response structure
assert "task_id" in data
assert "status" in data
assert "original_filename" in data
assert "stored_filename" in data
# Verify response values
assert data["status"] == "queued"
assert data["original_filename"] == "document.pdf"
assert data["stored_filename"].endswith(".pdf")
# Verify the processing task was called
mock_celery_tasks["process_document"].assert_called_once()
call_args = mock_celery_tasks["process_document"].call_args
assert call_args.kwargs["original_filename"] == "document.pdf"
def test_upload_valid_text_file(self, client: TestClient, mock_celery_tasks):
"""Test uploading a valid text file."""
text_content = b"This is a test text file.\nWith multiple lines."
response = client.post(
"/api/ui-upload",
files={"file": ("document.txt", io.BytesIO(text_content), "text/plain")},
)
assert response.status_code == 200
data = response.json()
assert data["original_filename"] == "document.txt"
assert data["stored_filename"].endswith(".txt")
# Text files should be converted to PDF
mock_celery_tasks["convert_to_pdf"].assert_called_once()
def test_upload_valid_image_jpeg(self, client: TestClient, mock_celery_tasks):
"""Test uploading a valid JPEG image."""
# Create a minimal valid JPEG
jpeg_content = (
b"\xff\xd8\xff\xe0\x00\x10JFIF\x00\x01\x01\x00\x00\x01\x00\x01\x00\x00"
b"\xff\xdb\x00C\x00\x08\x06\x06\x07\x06\x05\x08\x07\x07\x07\t\t\x08\n"
b"\xff\xd9"
)
response = client.post(
"/api/ui-upload",
files={"file": ("image.jpg", io.BytesIO(jpeg_content), "image/jpeg")},
)
assert response.status_code == 200
data = response.json()
assert data["original_filename"] == "image.jpg"
# Images should be converted to PDF
mock_celery_tasks["convert_to_pdf"].assert_called_once()
def test_upload_valid_png_image(self, client: TestClient, mock_celery_tasks):
"""Test uploading a valid PNG image."""
# Create a minimal valid PNG (1x1 transparent pixel)
png_content = (
b"\x89PNG\r\n\x1a\n\x00\x00\x00\rIHDR\x00\x00\x00\x01\x00\x00\x00\x01"
b"\x08\x06\x00\x00\x00\x1f\x15\xc4\x89\x00\x00\x00\nIDATx\x9cc\x00\x01"
b"\x00\x00\x05\x00\x01\r\n-\xb4\x00\x00\x00\x00IEND\xaeB`\x82"
)
response = client.post(
"/api/ui-upload",
files={"file": ("screenshot.png", io.BytesIO(png_content), "image/png")},
)
assert response.status_code == 200
data = response.json()
assert data["original_filename"] == "screenshot.png"
assert data["stored_filename"].endswith(".png")
mock_celery_tasks["convert_to_pdf"].assert_called_once()
def test_upload_office_document_docx(self, client: TestClient, mock_celery_tasks):
"""Test uploading a Word document."""
# Create minimal DOCX content (ZIP file with proper structure)
docx_content = b"PK\x03\x04\x14\x00\x00\x00\x08\x00" + b"\x00" * 50
response = client.post(
"/api/ui-upload",
files={
"file": (
"report.docx",
io.BytesIO(docx_content),
"application/vnd.openxmlformats-officedocument.wordprocessingml.document",
)
},
)
assert response.status_code == 200
data = response.json()
assert data["original_filename"] == "report.docx"
assert data["stored_filename"].endswith(".docx")
# Office documents should be converted to PDF
mock_celery_tasks["convert_to_pdf"].assert_called_once()
def test_upload_csv_file(self, client: TestClient, mock_celery_tasks):
"""Test uploading a CSV file."""
csv_content = b"name,age,city\nJohn,30,NYC\nJane,25,LA\n"
response = client.post(
"/api/ui-upload",
files={"file": ("data.csv", io.BytesIO(csv_content), "text/csv")},
)
assert response.status_code == 200
data = response.json()
assert data["original_filename"] == "data.csv"
mock_celery_tasks["convert_to_pdf"].assert_called_once()
@pytest.mark.integration
class TestInvalidFileUploads:
"""Tests for handling invalid or problematic file uploads."""
def test_upload_file_too_large(self, client: TestClient):
"""Test that files exceeding MAX_UPLOAD_SIZE are rejected."""
from app.config import settings
# Temporarily lower the upload limit so a tiny file exceeds it,
# avoiding the need to allocate a real 1 GB payload in memory.
small_limit = 100 # 100 bytes
small_content = b"x" * (small_limit + 1)
with patch.object(settings, "max_upload_size", small_limit):
response = client.post(
"/api/ui-upload",
files={"file": ("huge.pdf", io.BytesIO(small_content), "application/pdf")},
)
assert response.status_code == 413 # Request Entity Too Large
assert "too large" in response.json()["detail"].lower()
assert "SECURITY_AUDIT.md" in response.json()["detail"]
def test_upload_executable_file(self, client: TestClient, mock_celery_tasks):
"""Test that executable files are handled (attempted conversion)."""
exe_content = b"MZ\x90\x00" # PE header
response = client.post(
"/api/ui-upload",
files={
"file": (
"program.exe",
io.BytesIO(exe_content),
"application/x-msdownload",
)
},
)
# Per the code, unsupported types get a warning but are still processed
assert response.status_code == 200
# The system attempts conversion even for unsupported types
mock_celery_tasks["convert_to_pdf"].assert_called_once()
def test_upload_empty_file(self, client: TestClient, mock_celery_tasks):
"""Test uploading an empty file."""
response = client.post(
"/api/ui-upload",
files={"file": ("empty.txt", io.BytesIO(b""), "text/plain")},
)
# Empty files are accepted and queued for processing
assert response.status_code == 200
data = response.json()
assert data["original_filename"] == "empty.txt"
def test_upload_without_file(self, client: TestClient):
"""Test POST request without a file."""
response = client.post("/api/ui-upload")
# FastAPI should return a validation error
assert response.status_code == 422 # Unprocessable Entity
@pytest.mark.integration
@pytest.mark.security
class TestUploadSecurity:
"""Tests for security aspects of file uploads."""
def test_path_traversal_prevention_dotdot(self, client: TestClient, mock_celery_tasks):
"""Test that path traversal attempts are prevented."""
# Try to upload a file with path traversal in filename
malicious_filename = "../../etc/passwd.pdf"
pdf_content = b"%PDF-1.4\n%EOF"
response = client.post(
"/api/ui-upload",
files={"file": (malicious_filename, io.BytesIO(pdf_content), "application/pdf")},
)
assert response.status_code == 200
data = response.json()
# The original filename should be sanitized (only basename)
assert data["original_filename"] == "passwd.pdf"
assert ".." not in data["stored_filename"]
assert "/" not in data["stored_filename"]
def test_path_traversal_prevention_absolute(self, client: TestClient, mock_celery_tasks):
"""Test that absolute path attempts are prevented."""
malicious_filename = "/etc/shadow.pdf"
pdf_content = b"%PDF-1.4\n%EOF"
response = client.post(
"/api/ui-upload",
files={"file": (malicious_filename, io.BytesIO(pdf_content), "application/pdf")},
)
assert response.status_code == 200
data = response.json()
# Only the basename should be kept
assert data["original_filename"] == "shadow.pdf"
assert not data["stored_filename"].startswith("/")
def test_filename_with_special_characters(self, client: TestClient, mock_celery_tasks):
"""Test handling of filenames with special characters."""
special_filename = "file name with spaces & special!@#chars.pdf"
pdf_content = b"%PDF-1.4\n%EOF"
response = client.post(
"/api/ui-upload",
files={"file": (special_filename, io.BytesIO(pdf_content), "application/pdf")},
)
assert response.status_code == 200
data = response.json()
# Original filename should be sanitized (special chars replaced with underscores)
assert "!" not in data["original_filename"]
assert "@" not in data["original_filename"]
assert "#" not in data["original_filename"]
# Spaces and basic characters should be preserved
assert "file" in data["original_filename"]
assert ".pdf" in data["original_filename"]
# Stored filename should have UUID and extension
assert data["stored_filename"].endswith(".pdf")
def test_path_traversal_prevention_windows_style(self, client: TestClient, mock_celery_tasks):
"""Test that Windows-style path traversal attempts are prevented."""
# Try Windows-style path with backslashes
malicious_filename = "..\\..\\..\\windows\\system32\\config.pdf"
pdf_content = b"%PDF-1.4\n%EOF"
response = client.post(
"/api/ui-upload",
files={"file": (malicious_filename, io.BytesIO(pdf_content), "application/pdf")},
)
assert response.status_code == 200
data = response.json()
# On Unix systems, os.path.basename doesn't recognize Windows backslashes,
# so the full string goes to sanitize_filename which then:
# 1. Replaces backslashes with underscores
# 2. Replaces .. with underscores
# 3. Strips leading/trailing underscores
# Result: "windows_system32_config.pdf"
expected_filename = "windows_system32_config.pdf"
assert data["original_filename"] == expected_filename
# Verify no dangerous characters remain
assert "\\" not in data["original_filename"]
assert ".." not in data["original_filename"]
assert "/" not in data["original_filename"]
def test_path_traversal_prevention_mixed_separators(self, client: TestClient, mock_celery_tasks):
"""Test handling of filenames with mixed path separators."""
malicious_filename = "../path\\to/file.pdf"
pdf_content = b"%PDF-1.4\n%EOF"
response = client.post(
"/api/ui-upload",
files={"file": (malicious_filename, io.BytesIO(pdf_content), "application/pdf")},
)
assert response.status_code == 200
data = response.json()
# os.path.basename recognizes Unix / separators and extracts "file.pdf"
# sanitize_filename then ensures it's safe (already is in this case)
expected_filename = "file.pdf"
assert data["original_filename"] == expected_filename
# Verify no dangerous characters remain
assert "/" not in data["original_filename"]
assert "\\" not in data["original_filename"]
assert ".." not in data["original_filename"]
@pytest.mark.integration
class TestUploadErrorHandling:
"""Tests for error handling during file uploads."""
def test_upload_disk_write_failure(self, client: TestClient):
"""Test handling of disk write failures."""
with patch("aiofiles.open", side_effect=IOError("Disk full")):
pdf_content = b"%PDF-1.4\n%EOF"
response = client.post(
"/api/ui-upload",
files={"file": ("test.pdf", io.BytesIO(pdf_content), "application/pdf")},
)
assert response.status_code == 500
assert "Failed to save file" in response.json()["detail"]
def test_upload_celery_task_failure(self, client: TestClient, mock_celery_tasks):
"""Test handling when Celery task queueing fails."""
mock_celery_tasks["process_document"].side_effect = Exception("Celery connection failed")
pdf_content = b"%PDF-1.4\n%EOF"
# The endpoint should still handle the error gracefully
# In this case, the exception will propagate
with pytest.raises(Exception):
client.post(
"/api/ui-upload",
files={"file": ("test.pdf", io.BytesIO(pdf_content), "application/pdf")},
)
@pytest.mark.integration
class TestUploadFilenameHandling:
"""Tests for filename handling and UUID generation."""
def test_unique_filename_generation(self, client: TestClient, mock_celery_tasks):
"""Test that uploaded files get unique UUIDs."""
pdf_content = b"%PDF-1.4\n%EOF"
# Upload same file twice
response1 = client.post(
"/api/ui-upload",
files={"file": ("same.pdf", io.BytesIO(pdf_content), "application/pdf")},
)
response2 = client.post(
"/api/ui-upload",
files={"file": ("same.pdf", io.BytesIO(pdf_content), "application/pdf")},
)
assert response1.status_code == 200
assert response2.status_code == 200
data1 = response1.json()
data2 = response2.json()
# Original filenames should be the same
assert data1["original_filename"] == data2["original_filename"] == "same.pdf"
# But stored filenames should be different (unique UUIDs)
assert data1["stored_filename"] != data2["stored_filename"]
def test_filename_without_extension(self, client: TestClient, mock_celery_tasks):
"""Test handling of files without extensions."""
content = b"Some content"
response = client.post(
"/api/ui-upload",
files={"file": ("NOEXTENSION", io.BytesIO(content), "application/octet-stream")},
)
assert response.status_code == 200
data = response.json()
assert data["original_filename"] == "NOEXTENSION"
# Stored filename should be just the UUID without extension
assert "." not in data["stored_filename"] or data["stored_filename"].count(".") == 0
@pytest.mark.integration
class TestUploadMimeTypeDetection:
"""Tests for MIME type detection and routing."""
def test_pdf_by_extension_only(self, client: TestClient, mock_celery_tasks):
"""Test PDF detection by file extension when MIME type is generic."""
pdf_content = b"%PDF-1.4\n%EOF"
response = client.post(
"/api/ui-upload",
files={"file": ("doc.pdf", io.BytesIO(pdf_content), "application/octet-stream")},
)
assert response.status_code == 200
# Should route to process_document (not convert_to_pdf) based on extension
mock_celery_tasks["process_document"].assert_called_once()
def test_image_by_extension(self, client: TestClient, mock_celery_tasks):
"""Test image detection by file extension."""
# Generic binary content with image extension
image_content = b"\x00\x01\x02\x03"
response = client.post(
"/api/ui-upload",
files={
"file": (
"photo.jpg",
io.BytesIO(image_content),
"application/octet-stream",
)
},
)
assert response.status_code == 200
# Should route to convert_to_pdf based on .jpg extension
mock_celery_tasks["convert_to_pdf"].assert_called_once()
@pytest.mark.integration
class TestFileSplitting:
"""Tests for file splitting functionality when MAX_SINGLE_FILE_SIZE is configured."""
def test_pdf_splitting_when_configured(self, client: TestClient, sample_pdf_path: str, mock_celery_tasks):
"""Test that PDFs are split when they exceed MAX_SINGLE_FILE_SIZE."""
from app.config import settings
# Mock settings to enable file splitting with a very small limit
with patch.object(settings, "max_single_file_size", 100): # 100 bytes limit
# Mock the split_pdf_by_size function to return fake split files
with patch("app.utils.file_splitting.split_pdf_by_size") as mock_split:
mock_split.return_value = [
"/workdir/test_part1.pdf",
"/workdir/test_part2.pdf",
"/workdir/test_part3.pdf",
]
# Mock should_split_file to return True
with patch("app.utils.file_splitting.should_split_file", return_value=True):
with open(sample_pdf_path, "rb") as f:
response = client.post(
"/api/ui-upload",
files={"file": ("large.pdf", f, "application/pdf")},
)
assert response.status_code == 200
data = response.json()
# Verify response indicates splitting occurred
assert "split_into_parts" in data
assert data["split_into_parts"] == 3
assert "task_ids" in data
assert len(data["task_ids"]) == 3
assert "message" in data
assert "split" in data["message"].lower()
# Verify each split file was queued for processing
assert mock_celery_tasks["process_document"].call_count == 3
def test_no_splitting_when_not_configured(self, client: TestClient, sample_pdf_path: str, mock_celery_tasks):
"""Test that PDFs are not split when MAX_SINGLE_FILE_SIZE is None."""
from app.config import settings
# Ensure max_single_file_size is None (default)
with patch.object(settings, "max_single_file_size", None):
with open(sample_pdf_path, "rb") as f:
response = client.post(
"/api/ui-upload",
files={"file": ("document.pdf", f, "application/pdf")},
)
assert response.status_code == 200
data = response.json()
# Verify no splitting occurred
assert "split_into_parts" not in data
assert "task_id" in data # Single task ID, not task_ids array
assert data["status"] == "queued"
# Verify file was processed directly without splitting
mock_celery_tasks["process_document"].assert_called_once()
def test_no_splitting_for_small_files(self, client: TestClient, sample_pdf_path: str, mock_celery_tasks):
"""Test that small PDFs are not split even when MAX_SINGLE_FILE_SIZE is configured."""
from app.config import settings
# Configure a very large limit
with patch.object(settings, "max_single_file_size", 1000000000): # 1GB limit
with open(sample_pdf_path, "rb") as f:
response = client.post(
"/api/ui-upload",
files={"file": ("small.pdf", f, "application/pdf")},
)
assert response.status_code == 200
data = response.json()
# Verify no splitting occurred for small file
assert "split_into_parts" not in data
assert "task_id" in data
# Verify file was processed directly
mock_celery_tasks["process_document"].assert_called_once()
def test_splitting_fallback_on_error(self, client: TestClient, sample_pdf_path: str, mock_celery_tasks):
"""Test that if splitting fails, the file is processed as a whole."""
from app.config import settings
with patch.object(settings, "max_single_file_size", 100): # Small limit
with patch("app.utils.file_splitting.should_split_file", return_value=True):
# Mock split_pdf_by_size to raise an exception
with patch(
"app.utils.file_splitting.split_pdf_by_size",
side_effect=Exception("Split failed"),
):
with open(sample_pdf_path, "rb") as f:
response = client.post(
"/api/ui-upload",
files={"file": ("document.pdf", f, "application/pdf")},
)
# Should still succeed, falling back to processing the whole file
assert response.status_code == 200
data = response.json()
# Verify no splitting data in response
assert "split_into_parts" not in data
assert "task_id" in data
# File should be processed as a whole
mock_celery_tasks["process_document"].assert_called_once()
def test_non_pdf_not_split(self, client: TestClient, mock_celery_tasks):
"""Test that non-PDF files are never split, even with MAX_SINGLE_FILE_SIZE configured."""
from app.config import settings
with patch.object(settings, "max_single_file_size", 100): # Small limit
# Upload an image file
image_content = (
b"\x89PNG\r\n\x1a\n\x00\x00\x00\rIHDR\x00\x00\x00\x01\x00\x00\x00\x01"
b"\x08\x06\x00\x00\x00\x1f\x15\xc4\x89\x00\x00\x00\nIDATx\x9cc\x00\x01"
b"\x00\x00\x05\x00\x01\r\n-\xb4\x00\x00\x00\x00IEND\xaeB`\x82"
)
response = client.post(
"/api/ui-upload",
files={"file": ("image.png", io.BytesIO(image_content), "image/png")},
)
assert response.status_code == 200
data = response.json()
# Images should not be split (they're converted to PDF first)
assert "split_into_parts" not in data
assert "task_id" in data
# Should be queued for conversion
mock_celery_tasks["convert_to_pdf"].assert_called_once()